MiFID II Trade and Transaction Reporting

SHUTTLE

MiFID II introduces new reporting obligations and expands existing requirements for investment firms operating in the EU. The reporting regime under MiFID II, in combination with MiFIR, will be much broader in scope and content in comparison to the MiFID I reporting regime currently in place. Our MiFID II Solution enables firms to manage their reporting obligations. 

Services and Features

Notification and Alerts

Email and text notifications about status updates regarding the reporting workflow

Automation

Regulatory intelligence as you work - the system will process data and will be ready to file automatically

Trade/Transparency Reporting

Approved Publication Arrangement (APA) Services

Transaction Reporting

Approved Reporting Mechanism (ARM) Services

Reportable Transaction Identification & Support for other transaction reporting (EMIR, REMIT, SFTR, FinfraG, MAS, SDR, Bank of Israel, etc.)
Static data management, 3rd party & counterparty data sources, and multi-form capabilities with a single data set
Completeness, consistency, and data quality checks based on regulatory specifications
Workflows based on control data (e.g. portfolio, account), asset class, and other data fields
Advise ARM, 3rd Party ARM, or file directly to a National Competent Authority
Dashboard, Reconciliation, Trend & Comparison, Audit Trail, and Editor/Approver reports are available
User permissioning, data mapping, custom rules, custom trends, automated anomaly tracking, all available for user configuration

Developed In-House

Shuttle is built, maintained, and tested by our in-house technical groups, allowing us to immediately respond to changes in regulation.

Customizable

Each client has specific needs. Shuttle comes in several versions so you can choose a software package that makes sense for your organization.

Web Based Interface

Access the platform via a secure browser.

Security

We guarantee privacy and confidentiality for our clients.

Proven Track Record

Our enterprise-class solutions have been used by hundreds of clients for thousands of regulatory filings. Proven to perform.

Customer Driven

Innovation and client service are our top priorities. Tell us your pain points - if we don't already have a solution, your question may lead us to one.

Request A Demo

Our sales team can provide demos quickly and at your convenience. Contact us to learn more.